SECCompliances
Compliance is not about box-ticking, it's about doing the right thing.
We work closely with our clients to understand their unique needs and tailor our services to fit their specific situation. Whether you're a small start-up or a large public company, we have the expertise to help you navigate the SEC compliance landscape.
Our team stays up-to-date with the latest regulations and requirements to ensure that our clients are always in compliance. We pride ourselves on providing personalized service and building long-term relationships with our clients, and we are committed to providing clear and concise advice to help our clients make informed decisions that will positively impact their business.
What we do
Review and analysis of SEC filings
Independent review of periodic reports, registration statements and disclosures before they are filed.
Registration statements and going public
Drafting and filing support for companies entering the public markets.
Ongoing reporting and disclosure
Counsel on the reporting and disclosure obligations that follow a listing.
Mergers and acquisitions compliance
Regulatory compliance for transactions, from diligence through closing.
SEC investigations and enforcement defense
Representation when the SEC asks questions — or takes action.
SOX 404
Sarbanes-Oxley Section 404 requires management to assess internal control over financial reporting. Our CPAs and attorneys help you build, test and document it.
Dodd-Frank
Compliance with the obligations the Dodd-Frank Act imposes on public companies, including executive compensation and disclosure requirements.
FCPA
Foreign Corrupt Practices Act compliance: anti-bribery policies, books-and-records controls and training for companies operating abroad.
Get onboarded
Unsure where you stand with the SEC? Ask us.
Questions? Contact us
Get a quote
Tell us where your company is and where it needs to go. We reply promptly, and every enquiry is handled with full confidentiality.
Washington, DC 20036, United States